Eris Exchange Rulebook
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Interpretative and Regulatory Notices / Information Backgrounders
Policies and Procedures
CFTC Submissions
- Eris Exchange Submission #2013-10: Rule Amendments (Rule 404 (Minimum Financial and Related Reporting Requirements) and Rule 408 (Treatment of Customer Funds and Securities) (May 3, 2010)
- Eris Exchange Submission #2013-08: Rule 40.6(d) Weekly Notification of Rule Amendments (April 22, 2013)
- Eris Exchange Submission #2013-07: Eris Exchange Rule Amendment Self-Certification (Rule 902 (Criteria for Becoming a Clearing Firm))(April 5, 2013)
- Eris Exchange Submission #2013-06: Weekly Notification of Rule Amendments (March 25, 2013)
- Eris Exchange Submission #2013-05: Eris Exchange Amendment Self-Certification (Rule 532 (Large Trader Reporting)) (March 25, 2013)
- Eris Exchange Submission #2013-02: Eris Exchange Liqudity Provider Program (2013-01) (January 11, 2013)
- Eris Exchange Submission #2013-01 - Eris Exchange Rule Amendment Self-Certification (Rule 101 (Definitions); Rule 305 (Dues, Assessments and Fees); and, Rule 601 (Block Trades) (January 8, 2013)
- Eris Exchange Submission #2012-22 - Weekly Notification of Rule Amendments (December 17, 2012)
- Eris Exchange Submission #2012-21 - Weekly Notification of Rule Amendments (December 10, 2012)
- Eris Exchange Submission #2012-20: Certification of Eris Exchange Standard Interest Rate Swap Futures Product (Dec. 5, 2012)
- Eris Exchange Submission #2012-18 – Weekly Notification of Rule Amendments (Nov. 27, 2012)
- Eris Exchange Submission #2012-16: Eris Exchange Self-Certification (November 2, 2012)
- Eris Exchange Submission #2012-14: Eris Exchange Rule Amendment Certification (October 1, 2012)
- Eris Exchange Submission #2012-11: Eris Exchange Rule Self-Certification of Eris Exchange Rule 614 (Consent to Exchange Jurisdiction) (August 3, 2012)
- Eris Exchange Submission #2012-09: Eris Exchange Rule Self-Certification of amendments to Rule 601 (Block Trades) (June 13, 2012)
- Eris Exchange Submission #2012-08: Rule 40.6(d) Weekly Notification of Rule Amendments (June 7, 2012)
- Eris Exchange Submission #2012-07: Rule 40.6(d) Weekly Notification of Rule Amendments (May 29, 2012)
- Eris Exchange Submission #2012-04: Eris Exchange Rule Self-Certification of adjustments related to and amendments to Rule 1101 (Eris Interest Rate Swap Futures Contract Specifications) and amendments to Rule 524(d) (Recordkeeping Requirements for Entering Orders into the Eris Trading System) (April 17,2012)
- Eris Exchange Submission #2012-03: CME Clearing Portfolio Margining for Eris Exchange and CME Interest Rate Futures Advisory and Related Eris Exchange Advisory (April 12, 2012)
- Eris Exchange Submission #2012-02: Eris ExchangeTrading Hours for Good Friday Holiday (March 5, 2012)
- Eris Exchange Submission #2012-01: Modifications to the Liquidity Providor Program (February 6, 2012)
Market Notices
- Market Notice #13-M03: Modifying Notional Value to $100,000 for Eris Exchange Contracts (April 4, 2013)
- Market Notice #13-M02: Eris Exchange Holiday Hours for the Good Friday Holiday (March 25, 2013)
- Market Notice #13-M01: Modifying contract notional value to $100,000 (March 18, 2013)
- Market Notice #12-12: Eris Exchange Christmas and New Years Trading Hours 2012 ( December 20, 2012)
- Market Notice #12-11: Eris Exchange Interest Rate Swap Futures Contract Fees (December 20, 2012) Superseded by Eris Exchange Submission #2013-06
- Market Notice #12-M10: New Product Introduction: Eris Standards (November 27, 2012)
- Market Notice #12-M9: Latest release of Eris Exchange Eris SwapBook electronic trading platform (November 27, 2012)
- Market Notice #12-M8: Notification to market participants of change in Eris Disaster Recovery IP Information (November 15,2012)
- Eris Exchange Notice #12-M7: Revisions to Publicly Posted Suite of Files for 10/30/12 and 10/31/12 on Eris Exchange's public ftp site (November 13, 2012)
- Market Notice #12-M6: Update as to Eris Exchange Trading Hours and Settlement Process Due to Hurricane Sandy- Eris Exchange Open for Trading Wednesday, 10/31/2012 (October 30, 2012)
- Market Notice #12-M5: Update as to Eris Exchange Trading Hours and Settlement Process Due to Hurricane Sandy- Eris Exchange Closed for Trading Tuesday, 10/30/2012 (October 29, 2012)
- Market Notice #12-M4: Update as to Eris Exchange Trading Hours and Settlement Process Due to Hurricane Sandy- Eris Exchange Products to Close at 12pm ET, Monday 10/29/2012 (October 29th 2012)
- Market Notice #12-M3: Update to Eris Exchange Trading Hours and Settlement Process Due to Hurricane Sandy- Eris Exchange Will Be Observing Normal Trading Hours and Settlement Procedures on Monday 10/29/2012 (October 29th 2012)
- Market Notice #12-M2: UPDATE to Effective Date of changes described in Exchange Notice #12-M1: Notification of Changes to Publicly Accessible End of Day Informational Files (September26, 2012)
- Market Notice #12-M1: Notification of Changes to Publicly Accessible End of Day Informational Files Effective August 13, 2012 (July 27, 2012)
Exchange Advisories
- Eris Exchange Advisory #13-05: Rulebook Ammendments Related to the Reduction in the Notional Value of Eris Exchange Contracts from $1,000,000 to $100,000 (May 16, 2013)
- Eris Exchange Advisory #13-04: Amendments to Eris Exchange Rules 404 and 408 (May 3, 2013)
- Exchange Advisory #13-03: Notice of Eris Exchange Rule Self-Certification - Amendment to Rule 902 (April 5, 2013)
- Exchange Advisory #13-02: Notification of Eris Exchange Rule Self-Certification - Amendment to Rule 532 (March 25, 2013)
- Exchange Advisory #13-01: Notification of rule amendments; Rule 101 (Definitions), Rule 305 (Dues, Assessments, and Fees), and Rule 601 (Block Trades) (January 8,2013)
- Advisory Notice #12-06: Notification of Eris Exchange Rule Self-Certification for the amendment of the Eris Exchange Rulebook related to compliance with the new Commission Regulations for Designated Contract Markets and participant requirements (October 1, 2012)
- Advisory Notice #12-05: Notification of Eris Exchange Rule Self-Certification amendment of Rule 101 (Definition of Particiapnt) and Rule 314 (Consent to Exchange Jurisdiction) (August 3, 2012)
- Advisory Notice #12-04: Notification of Eris Exchange Rule Self-Certification of adjustments related to Rule 601 (Block Trades) and updated reporting requirements (June 13, 2012)
- Advisory Notice #12-03: Notification of Eris Exchange Rule Self-Certification of adjustments related to and amendments to Rule 1101 and amendments to Rule 524 (April 17, 2012)
- Advisory Notice #12-02 (Revised): CME Clearing Portfolio Margining for Eris Exchange and CME Interest Rate Futures Advisory will now begin on May 7, 2012 (April 27, 2012)
- CME Clearing Advisory Notice #12-148: REVISED: Portfolio Margining for Eris Exchange and CME Interest Rate Futures to Begin Monday, April 30, 2012 (April 12, 2012)
- CME Clearing Advisory Notice #12-148: Portfolio Margining for Eris Exchange and CME Interest Rate Futures to Begin Monday, April 16, 2012 (April,4, 2012)
- CME Clearing Advisory Notice #11-394 Update for Clearing Eris Interest-Rate Swap Futures
- Advisory Notice #11-11: Notification of Trading Hours for the Thanksgiving Holiday (November 18, 2011)
- Advisory Notice #11-10: Notification of rule amendments; Rule 532 "Reports of Large Positions" and Rule 533 "Position Limit, Position Accountability and Reportable Level Table"(November 11, 2011) – (Superseded in part by Exchange Advisory #13-02)
- Advisory Notice #11-09: Eris Exchange Product Certification with the CFTC ( November 1, 2012)
- Advisory Notice #11-08: Eris Exchange MF Global Access to Eris Exchange Disabled (October 31, 2011)
- Advisory Notice #11-07: Eris Exchange Transition from an Exempt Board of Trade (EBOT) to a Designated Contract Market (DCM) (October 26, 2011)
- Advisory Notice #11-06: Eris Exchange Large Position reporting Policy (October 7, 2011)
- Advisory Notice #11-05: Eris Exchange migration to CME HVAR margin calculation methodology (Septemeber 19, 2011)
- Advisory Notice #11-04: Adoption of standardized CME OIS and LIBOR Curves for generating settlement prices-Revised Implementation Date (August 12, 2011)
- Advisory Notice #11-03: Adoption of standardized CME OIS and LIBOR curves for generating settlement prices (July 29, 2012)
- Advisory Notice #11-02: Migration to OIS Discounting, changes to market operating hours, dissemination of public data (May 4, 2011)
- Advisory Notice #11-01: New Ticket Schema Release and Implementation (February 9, 2011)
Reporting